Skip to main navigation Skip to search Skip to main content

Synergistic emission reductions of CO2 and air pollutants in Chinese cities: Evidence from SHAP-enhanced machine learning and fsQCA

  • Yang Chen
  • , Jingke Hong
  • , Wen Yi

Research output: Journal article publicationJournal articleAcademic researchpeer-review

Abstract

Synergistic reduction of CO2 and air pollutant emissions (CAPE) is essential for achieving China's carbon and air-quality goals. Given regional heterogeneity, reducing CAPE necessitates the consideration of multidimensional determinants. Although prior studies have examined the effects of various determinants, few have systematically addressed the configurational complexity that arises from their non-linear interplay. To bridge this gap, this study integrates SHAP-enhanced machine learning and fuzzy-set qualitative comparative analysis (fsQCA) to uncover the complex configurations driving synergistic reductions of CAPE. Drawing on the technology-organization-environment (TOE) framework, we identify key determinants for CO2, PM2.5, SO2, PM10, NO2, O3, and CO across Chinese cities from 2003 to 2023. Results show: 1) Technological factors, particularly green innovation and industrial upgrading, most effectively reduce CO2 and SO2 and correlate with synergistic CO2–PM2.5 and CO2–SO2 reductions; meanwhile, organizational factors, especially population density, dominate PM2.5 reduction and synergistic PM2.5–SO2 and CO2–PM2.5–SO2 reductions. This shows that determinants that are more influential for a certain emission also tend to yield stronger influence for other emissions. 2) Interaction effects among the most influential factors generate the strongest synergistic reductions. The most substantial interactions include green innovation with digitalization for CO2 reduction, population density with air temperature for PM2.5 reduction, and green innovation with digitalization for SO2 reduction. 3) FsQCA identifies several distinct reduction configurations for CO2, PM2.5, SO2, and PM10, but reveals no comparable configuration diversity for NO2, O3, or CO. Further, carbon and air pollution reduction configurations exhibit asymmetric synergy: a subset of carbon-reduction configurations also lowers PM2.5 or SO2, whereas the configurations that reduce PM2.5 or SO2 exhibit limited spillover to CO2. However, the reduction configurations for PM2.5 and SO2 display mutual synergy. This multi-dimensional framework offers a methodological reference for environmental governance in heterogeneous cities.

Original languageEnglish
Pages (from-to)145-165
Number of pages21
JournalSustainable Production and Consumption
Volume67
DOIs
Publication statusPublished - Sept 2026

UN SDGs

This output contributes to the following UN Sustainable Development Goals (SDGs)

  1. SDG 7 - Affordable and Clean Energy
    SDG 7 Affordable and Clean Energy
  2. SDG 9 - Industry, Innovation, and Infrastructure
    SDG 9 Industry, Innovation, and Infrastructure
  3. SDG 11 - Sustainable Cities and Communities
    SDG 11 Sustainable Cities and Communities

Keywords

  • Air pollutants
  • Carbon emissions
  • Panel fsQCA
  • SHAP-enhanced machine learning
  • Synergistic reduction
  • TOE framework

ASJC Scopus subject areas

  • Environmental Engineering
  • Environmental Chemistry
  • Renewable Energy, Sustainability and the Environment
  • Industrial and Manufacturing Engineering

Fingerprint

Dive into the research topics of 'Synergistic emission reductions of CO2 and air pollutants in Chinese cities: Evidence from SHAP-enhanced machine learning and fsQCA'. Together they form a unique fingerprint.

Cite this