TY - JOUR
T1 - Flood susceptibility prediction using tree-based machine learning models in the GBA
AU - Lyu, Hai Min
AU - Yin, Zhen Yu
N1 - Funding Information:
The research work described herein was funded by the National Natural Science Foundation of China (Grant No. 42007416). The source of the financial support is gratefully acknowledged.
Publisher Copyright:
© 2023 Elsevier Ltd
PY - 2023/10
Y1 - 2023/10
N2 - The Guangdong–Hong Kong–Macau Greater Bay Area (GBA) frequently suffered from floods accompanied with typhoons. This study developed a framework for evaluating flood susceptibility in the GBA using tree-based machine learning (ML) and geographical information system techniques. Based on the flood inventory, tree-based models, namely random forest, gradient boost decision tree, extreme gradient boosting, and categorical boosting considering topography, exposure, and vulnerability as influential factors, were used to train and test ML models, and the trained models were then used to predict flood susceptibility. All tree-based ML models achieved good performance, with accuracy values greater than 0.79. The categorical boosting model performed the best than other models to predict flood susceptibility. The flood susceptibility maps showed that more than 16% of the areas of the GBA were classified as having high flood susceptibility, and almost 70% of the historical floods were located in areas with high flood susceptibility. The model interpretation of the summary of Shapley additive explanation values indicated that the influential factors of elevation, population density, and typhoon intensity had a strong influence on flood susceptibility. The obtained spatial flood susceptibilities provide suggestions for flood disaster mitigation in the GBA.
AB - The Guangdong–Hong Kong–Macau Greater Bay Area (GBA) frequently suffered from floods accompanied with typhoons. This study developed a framework for evaluating flood susceptibility in the GBA using tree-based machine learning (ML) and geographical information system techniques. Based on the flood inventory, tree-based models, namely random forest, gradient boost decision tree, extreme gradient boosting, and categorical boosting considering topography, exposure, and vulnerability as influential factors, were used to train and test ML models, and the trained models were then used to predict flood susceptibility. All tree-based ML models achieved good performance, with accuracy values greater than 0.79. The categorical boosting model performed the best than other models to predict flood susceptibility. The flood susceptibility maps showed that more than 16% of the areas of the GBA were classified as having high flood susceptibility, and almost 70% of the historical floods were located in areas with high flood susceptibility. The model interpretation of the summary of Shapley additive explanation values indicated that the influential factors of elevation, population density, and typhoon intensity had a strong influence on flood susceptibility. The obtained spatial flood susceptibilities provide suggestions for flood disaster mitigation in the GBA.
KW - Flood susceptibility
KW - GIS
KW - SHAP values
KW - Tree-based machine learning
UR - http://www.scopus.com/inward/record.url?scp=85165229746&partnerID=8YFLogxK
U2 - 10.1016/j.scs.2023.104744
DO - 10.1016/j.scs.2023.104744
M3 - Journal article
AN - SCOPUS:85165229746
SN - 2210-6707
VL - 97
JO - Sustainable Cities and Society
JF - Sustainable Cities and Society
M1 - 104744
ER -