TY - JOUR
T1 - Combined neural network and adaptive dsp training for long-haul optical communications
AU - Fan, Qirui
AU - Lu, Chao
AU - Lau, Alan Pak Tao
N1 - Funding Information:
The authors acknowledge the support of National Key R&D. Program of China (2019YFB1803502)
Publisher Copyright:
© 1983-2012 IEEE.
PY - 2021/11/15
Y1 - 2021/11/15
N2 - Machine Learning (ML) algorithms have shown to complement standard digital signal processing (DSP) tools in mitigating fiber nonlinearity and improving long-haul transmission performance. However, dynamic transmission impairments such as polarization effects and carrier phase noise corrupt the training data and conventional cost functions for neural network (NN) training become unsuitable. Simple cascade of ML and standard adaptive DSP blocks will also result in suboptimal transmission performance or require impractical training methodologies in presence of such dynamic transmission impairments. We show how the adaptive DSP blocks can be treated as extra stateful NN layers and be combined with the main NN so that standard backpropagation-like training algorithms in ML can be applied. In this case, the adaptive filters are viewed as NN states which are updated in the forward pass of the backpropagation. We study the combined training of linear and nonlinear parameters in the digital backpropagation (DBP) algorithm for fiber nonlinearity compensation (named generalized DBP (GDBP) hereafter), residual impairments, polarization effects, frequency offsets and carrier phase noise compensation filters as a single NN in a 7 × 288 Gb/s polarization multiplexed (PM)-16QAM transmission experiment over 1125 km. We derived the complete set of backpropagation-like gradients and state update equations for the static and dynamic parameters of the combined NN. We further proposed and open-sourced a JAX-based coding framework for their easy and practical implementation. GDBP is more generalized than other DBP variants proposed in literature and for a given total number of steps, GDBP is the first experimental demonstration of optimal single-channel DBP based-fiber nonlinearity compensation algorithm. In addition, for complexity constrained situations with shortened filter taps, GDBP enables a 1 dB performance improvement over other DBP variants.
AB - Machine Learning (ML) algorithms have shown to complement standard digital signal processing (DSP) tools in mitigating fiber nonlinearity and improving long-haul transmission performance. However, dynamic transmission impairments such as polarization effects and carrier phase noise corrupt the training data and conventional cost functions for neural network (NN) training become unsuitable. Simple cascade of ML and standard adaptive DSP blocks will also result in suboptimal transmission performance or require impractical training methodologies in presence of such dynamic transmission impairments. We show how the adaptive DSP blocks can be treated as extra stateful NN layers and be combined with the main NN so that standard backpropagation-like training algorithms in ML can be applied. In this case, the adaptive filters are viewed as NN states which are updated in the forward pass of the backpropagation. We study the combined training of linear and nonlinear parameters in the digital backpropagation (DBP) algorithm for fiber nonlinearity compensation (named generalized DBP (GDBP) hereafter), residual impairments, polarization effects, frequency offsets and carrier phase noise compensation filters as a single NN in a 7 × 288 Gb/s polarization multiplexed (PM)-16QAM transmission experiment over 1125 km. We derived the complete set of backpropagation-like gradients and state update equations for the static and dynamic parameters of the combined NN. We further proposed and open-sourced a JAX-based coding framework for their easy and practical implementation. GDBP is more generalized than other DBP variants proposed in literature and for a given total number of steps, GDBP is the first experimental demonstration of optimal single-channel DBP based-fiber nonlinearity compensation algorithm. In addition, for complexity constrained situations with shortened filter taps, GDBP enables a 1 dB performance improvement over other DBP variants.
KW - Digital signal processing
KW - Fiber nonlinearity
KW - Optical communications
UR - http://www.scopus.com/inward/record.url?scp=85114738052&partnerID=8YFLogxK
U2 - 10.1109/JLT.2021.3111437
DO - 10.1109/JLT.2021.3111437
M3 - Journal article
AN - SCOPUS:85114738052
SN - 0733-8724
VL - 39
SP - 7083
EP - 7091
JO - Journal of Lightwave Technology
JF - Journal of Lightwave Technology
IS - 22
ER -